Publications

Hogan Lovells Engage

UK FCA gives guidance on conduct risk during LIBOR transition
Registered Content

LIBOR will no longer be available from the end of 2021, and the UK Financial Conduct Authority (FCA) expects firms to take appropriate steps to ensure they can transition to alternative...

Insights

Brexit: challenges and opportunities for FinTechs
Registered Content

With a no-deal Brexit on 31 October still a possibility, what are the main concerns for FinTechs? Here, we review what these are and whybusinesses should continue their preparations...

News

FCA issues senior managers and certification regime update

The UK Financial Conduct Authority (FCA)has publishedan updateon the extension of the senior managers and certification regime (SMCR) to FCA solo-regulated firms. This...

News

FCA confirms permanent restrictions on the sale of CFDs and CFD-like options to retail consumers

TheFinancial Conduct Authority has introduced new rules to reduce the total losses from retail customers trading in contracts for difference (CFDs)and CFD-like options, and...

News

FCA extends temporary permission regime deadline to 30 October 2019

The UK Financial Conduct Authority has said thatthe deadline for notifications for the temporary permissions regime is now the end of 30 October 2019. What should firms do now and how ...

News

FCA puts principals of appointed representatives on notice

The Financial Conduct Authority has identified major shortcomings in principal firms’ understanding of their regulatory responsibilities for theirappointed representatives. Senio...

Hogan Lovells Publications

FIG bulletin 19 January 2018

We are delighted to send you our latest e-newsletter, setting out developments from 15th to 19th January 2018.

Publications

Planning ahead: the FCA's 2017/18 Business Plan priorities and strategic framework

The FCA's latest Business Plan demonstrates a commitment to pushing forward on both existing and new initiatives across sectors, focused on maintaining fair consumer outcomes in the rapidly ...

Hogan Lovells Publications

Hogan Lovells Global FinTech Mentors Program

Hogan Lovells has launched a Global FinTech Mentors Program which will be available in the UK, US, Germany and Hong Kong. The Program will equip FinTech organisations with extensive...

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