Area of focus

Financial Services Regulatory Investigations and Enforcement

Representative experience

Handling the LIBOR investigations in the U.S., UK, EU, and Asia for a leading international bank.

Advising two banks in investigations in the United States and Europe into trading activities in the investment banking divisions of several global banks.

Representing two leading international banks in the investigations in the United States and the UK into FX trading.

Defending a consumer lender against claims by U.S. Consumer Financial Protection Bureau (CFPB) and Department of Justice (DOJ) of alleged discrimination by mortgage brokers.

Advising a leading global bank in an investigation into its compliance with "Know Your Customer" rules, including the impact of applicable U.S. and UK/EU sanctions.

Advising a multinational financial services company in an investigation by the Hong Kong Monetary Authority into its senior employees, in relation to misselling bonds to nonprofessional investors.

Successfully defending a former director of CITIC against a claim by the STC in the longest ever MMT trial.

Representing a U.S.-based international bank in a DOJ investigation into alleged irregularities in the bank's underwriting of loans guaranteed by the U.S. Veterans Administration.

Representing a major U.S.-based bank in connection with a DOJ investigation into the activities of a Chinese telecommunications company.

Hogan Lovells Events

FIS Summit Series: Europe

Financial Institutions in a Fractured World

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Hogan Lovells Events

Global FIS Summit Series: United States

On 16 October, Hogan Lovells Financial Institutions Sector (FIS) will host a half-day CLE event at the Harvard Club of New York City, focusing on some of the most pressing issues affecting...

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Press Releases

Hogan Lovells leads on launch of UK first for Goldman Sachs with online savings bank, Marcus

Hogan Lovells has advised long-standing financial institutions client Goldman Sachs on its entry into the UK market with the launch of its first UK retail savings bank.

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Events

New corporate criminal offences - Are you prepared?

The Criminal Finances Act was passed in April and is expected to become law in the Autumn.

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Publications

New MAS Outsourcing Guidelines important changes for financial institutions and insurers in Singapore

The Monetary Authority of Singapore (the "MAS") last week issued new Guidelines on Outsourcing Risk Management (the "Guidelines"), the result of an industry wide consultation process which...

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